Compliance Managers

Certification Success: Ensuring Compliance in Financial Services

Click on the image to download PDFYour drive to cultivate a team of skilled professionals, rooted in ethics and professionalism, forms the bedrock of your company's reputation. It's not just about checking boxes – it's about fostering trust, elevating confidence, and carving new pathways for business growth.You've gone the extra [...]

Learning

Help with Compliance Exams

If you are a director, manager or HR coordinator of a company in financial services, as a leader, it's your job to utilise a comprehensive knowledge of industry practices, laws, regulations and compliance requirements to implement the company's vision, goals, and strategies; to identify growth opportunities… all in the best interests [...]

General, Learning

When is an exam deadline, not a deadline?

When it’s a Financial Services Exam! Talk about side-stepping! Having been told, ‘pass your exams by the end of 2012 or lose your jobs’ out of the total of 117 451 representatives in the country, 80 278 still need to pass the exam according to ‘The Citizen’. Apparently there’s a [...]

Studying Techniques

Don’t do this when studying for Financial Services Exams

A while ago, someone told me that he had his next exam the following Tuesday and that he hadn’t started revising yet, and asked if I could help. There were in actual fact a couple of things I was able to suggest which did indeed help the situation, but we [...]

Studying Techniques

What Equipment do you Need for Financial Services Exams?

Please don’t use a gorgeous, brand spanking new exercise book for your Financial Services revision notes, because you’ll be concentrating on making it look nice and neat instead of focusing on making the best sort of notes. Use blank A4 paper instead. It needs to be blank because lined paper [...]